Investment Policy Statement

Our Investment Policy Statement (IPS) outlines the strategies we craft for you based on your goals, financial situation, and risk preferences. Having a written document keeps the focus on your long-term goals and provides transparency on what we plan to do.

Concentrated Wealth Management

We develop the strategy for your liquid portfolio after considering concentrated holdings, such as real estate, private businesses, restricted stock, and deferred compensation. Analyzing all your financial assets is the only way to achieve the proper level of risk management and diversification.

Tax Efficient Investing

When managing your portfolio, we consider the after-tax, true economic value of your accounts, not just the raw dollar amount. As a result, we implement tax-related investment strategies, such as after-tax asset allocation, asset location, Roth IRA conversions, and tax-loss harvesting.

Ongoing Portfolio Management

After drafting your Investment Policy Statement, our portfolio management services include investment selection, trading, rebalancing, and ongoing monitoring. Whether you need to invest a lump sum or to withdraw a dependable income, we can recommend a strategy that’s appropriate for you.

Performance Reporting

In addition to reports from your custodian, we provide consolidated performance reports and analysis of your accounts, providing you with a clear view of your whole portfolio.